Phase 3 – Green Zone ‘Regulatory Compliance’
The objective of Phase 3 is closure of the case management file by delivering on commitments, returning to full compliance and demonstrating a culture that ensures the ongoing adherence to regulatory standards.
Step 9
Objective: Validation.
Description: Verify full closure of the action plan and remediation programme.
Inputs:
Evidence Folders
Regulatory Commitments
Remediation Plan.
Step 10
Objective: Internal Signoff.
Description: Management approval of the remediation programme completion.
Inputs:
Outputs from Validation
Communication Plan
Step 11
Objective: Closure Communication.
Description: Communicate successful completion to the Regulator.
Inputs:
Communication Plan.
Step 12
Objective: Stage Gate 3: Regulatory Inspection.
Description: Successful Regulatory inspection.
Inputs:
Site Inspection Readiness Plan.
